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Guide to best practices, roles and responsibilities

Are you a master's (thesis option) or doctoral student, a thesis director, a member of a thesis advisory committee or head of a graduate studies program? You will find best practices and useful resources related to supervisory relationships at the graduate level.

Supervisory relationships at the graduate level

Good supervision is at the very heart of success for all students and, although students are responsible for their academic progress and success, they will need resource people to help them in their efforts and guide them in research requirements. Additionally, a mutual understanding of the expectations of the parties involved is essential to prevent misunderstandings.  The supervisory relationship is based on healthy collaboration between the student and thesis director(s), with mutual and complementary rights and responsibilities.

These best practices do not replace the policies, regulations nor collective agreements of the University of Ottawa (UO), and do not have legal value. If there is ambiguity between the statements contained herein and any policies, rules or regulations of the UO, the latter shall prevail.

Student in front of a computer listening to her advisor

Context

The Ontario Graduate Council has published a document on the principles for graduate supervision at Ontario’s universities (Principles for Graduate Supervision at Ontario’s Universities, published : June 26 2023). This document is the result of a collaboration between several Ontario institutions and is intended to reflect best practices at the provincial level. These best practices guide is a version adapted for the UO.

This guide does not apply to master’s students with a major research paper or project. Please refer to Academic Regulation C-8 Major Research Paper.

Supervisor conducting an interview with a student

Values

The University of Ottawa shares the values cited on the first page of the document on the Principles for Graduate Supervision at Ontario's Universities produced by the Ontario Council on Graduate Studies. In short, all parties responsible for the supervision of graduate students are required to adhere to the fundamental values of higher education cited in the document as well as the following values:

  1. Collaboration: relationships between students, thesis directors and thesis advisory committees must be focused on collaboration, with the aim of sharing and developing knowledge.
  2. Respect: Interactions between students, faculty and staff must always be characterized by respect and consideration for others.
  3. Open communication: students and thesis directors must always strive to communicate in an open and transparent manner.
  4. Inclusion: Diversity of perspectives and ideas is essential to creating new research ideas. The supervisory environment must encourage expressions of diversity from all parties.
  5. Integrity: Maintaining high ethical standards is essential in the supervisory relationship. Students and faculty must respect ethical standards related to research, their profession, and the treatment of each other.

Best practices

Situations of conflict (relational disputes)

Occasionally, the mentoring relationship faces challenges. A conflict can arise when an action, gesture or word is perceived with an intention of aggression or a lack of respect from the other towards oneself. When such a situation arises, avoid responding out of emotion, denigrating the person, or taking revenge. These reactions are undesirable and should be avoided. Also, you should not suffer in silence. We encourage the following steps to resolve conflicts in the supervisory relationship. Some examples of conflict are: rare or absent communications, lack of repeated follow-ups, lack of supervision, hurtful comments, personal criticism that gives the feeling of harming the person instead of being exclusively interested in the work, perception of abuse of power, etc.

Importance of continuous graduate studies' supervision

Although the student is responsible for their academic progress and success, they will need resource people to help them in their efforts and guide them in the mechanisms of the world of research. Consequently, a change of thesis director is generally only made in exceptional circumstances, for solid and unavoidable reasons (e.g., thesis director on extended leave of absence, retirement, severe conflict). In these cases, as discussed in the previous section, it is the joint responsibility of the graduate program director and the student to identify a new thesis director. If a thesis advisory committee is in place, supervision of the student's research can continue with one or more members of this committee, with their agreement. If it becomes impossible to find a new thesis director, the student will have to withdraw from the program.

Recognizing excellence in supervision and student excellence

Some on-campus graduate programs give special recognition to excellence in graduate supervision. As a student, if you believe that your thesis director is a model to follow in terms of training and supervision, please contact the director of your graduate program to nominate your thesis director for such recognition. The acknowledgments section in theses also often reflects privileged relationships between the student and their thesis director.

As a thesis director, you must stay informed of the graduate student awards available for your program. Many academic units award prizes related, among other things, to student leadership in graduate studies, community involvement and research excellence. If your student excels in any of these areas, please nominate them for these awards. The University of Ottawa awards several prizes each year for the excellence of master's and doctoral theses.

Forms

Graduate supervision form

Review the discussion points for a healthy working relationship between students and thesis directors (supervisors).
Download the form (23 KB)